Who controls series 7 licensing ?

ugh

ugh

May 2021 in Business & Finance

Who controls series 7 licensing ?

Comments

dan

May 2021

NASD/FINRA.
See:
http://en.wikipedia.org/wiki/National_Association_...
http://en.wikipedia.org/wiki/FINRA
anonymous

May 2021

Dan is correct, it is FINRA/NASD.
richard-t

May 2021

http://www.sec.gov/answers/series7.htm
sec and exch comm

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